Risk & Compliance Intelligence
Investment mandates exist for a reason — and breaches can be costly. Our risk and compliance module provides continuous automated surveillance of portfolio positions against client-defined limits, with instant alerts and documented audit trails when thresholds are approached or exceeded.
Monitoring capabilities
- Drawdown Alerts — Configurable peak-to-trough loss thresholds with escalation protocols.
- Concentration Limits — Single-name, sector, and geographic concentration monitoring.
- Liquidity Risk Scoring — Assess portfolio liquidity profile against redemption or spending needs.
- Compliance Reporting — Periodic reports suitable for investment committees, boards, and trustees.
For institutional clients
We support small endowments, foundations, and family investment vehicles that need institutional-quality risk reporting without the overhead of a dedicated risk team. Custom limit frameworks can be configured to reflect IPS constraints, regulatory requirements, or donor restrictions.
Implementation
Risk monitoring is typically deployed as an add-on to our analytics or advisory engagements. Standalone risk monitoring subscriptions start at $800/quarter for portfolios under $2M. One institutional pilot is currently in setup phase as of June 2026.